Licensing
Gateway for the
Financial Services
Professional
Are you
constrained where
you are? Do you
want to be more
influential or
flexible in your
daily trading? Can
you run a trading
team better than
others you know?
If so, we would
like to hear from
you as we can
provide you with
an environment to
suit your needs.
Furthermore, we
offer some of the
best
income-splitting
arrangements in
the marketplace.
Our Authorised
Representative
Program allows
firms or
individuals that
do not hold an
Australian
Financial Services
Licence the
ability to provide
advisory,
education and/or
execution services
across many
markets.
Licensees maintain
their own brand,
if required, and
through existing
facilities provide
advice and/or
execution services
for clients
wishing to
transact through
global financial
sectors. CDM
Pacific conducts
an initial due
diligence audit on
prospective
representatives,
and monitor all
ongoing compliance
practices. In some
cases we can also
assist suitable
individuals in
obtaining their
RG146 compliance.
The process of
becoming an
Authorised
Representative
includes several
steps which
include:
Contacting CDM
Pacific for an
initial
discussion to
gain an
understanding of
the program
Submit the
required
questionnaire
and supporting
documentation
Host an on-site
compliance audit
Receive a Letter
of Authorisation
Work with CDM
Pacific to
implement your
business and
marketing plan
Authorised
Representatives of
CDM Pacific
conduct their
business under our
licence and must
comply with both
the applicable
ASIC requirements
and CDM Pacific
compliance
procedures.
Contact us today
for a confidential
discussion on
entering or
increasing your
exposure to the
financial services
sector.
